Boltzmann Brains and Anthropic Reference Classes (Updated)

Summary: There are claims that Boltzmann brains pose a significant problem for contemporary cosmology. But this problem relies on assuming that Boltzmann brains would be part of the appropriate reference class for anthropic reasoning. Is there a good reason to accept this assumption?

Nick Bostrom's Self Sampling Assumption (SSA) says that when accounting for indexical information, one should reason as if one were a random sample from the set of all observer's in one's reference class. As an example of the scientific usefulness of anthropic reasoning, Bostrom shows how the SSA rules out a particular cosmological model suggested by Boltzmann. Boltzmann was trying to construct a model that is symmetric under time reversal, but still accounts for the pervasive temporal asymmetry we observe. The idea is that the universe is eternal and, at most times and places, at thermodynamic equilibrium. Occasionally, there will be chance fluctuations away from equilibrium, creating pockets of low entropy. Life can only develop in these low entropy pockets, so it is no surprise that we find ourselves in such a region, even though it is atypical.

The objection to this model is that smaller fluctuations from equilibrium will be more common. In particular, fluctuations that produce disembodied brains floating in a high entropy soup with the exact brain state I am in right now (called Boltzmann brains) would be vastly more common than fluctuations that actually produce me and the world around me. If we reason according to SSA, the Boltzmann model predicts I am one of those brains and all my experiences are spurious. Conditionalizing on the model, the probability that my experiences are not spurious is minute. But my experiences are in fact not spurious (or at least, I must operate under the assumption that they are not if I am to meaningfully engage in scientific inquiry). So the Boltzmann model is heavily disconfirmed. [EDIT: As AlexSchell points out, this is not actually Bostrom's argument. The argument has been made by others. Here, for example.]

Now, no one (not even Boltzmann) actually believed the Boltzmann model, so this might seem like an unproblematic result. Unfortunately, it turns out that our current best cosmological models also predict a preponderance of Boltzmann brains. They predict that the universe is evolving towards an eternally expanding cold de Sitter phase. Once the universe is in this phase, thermal fluctuations of quantum fields will lead to an infinity of Boltzmann brains. So if the argument against the original Boltzmann model is correct, these cosmological models should also be rejected. Some people have drawn this conclusion. For instance, Don Page considers the anthropic argument strong evidence against the claim that the universe will last forever. This seems like the SSA's version of Bostrom's Presumptuous Philosopher objection to the Self Indication Assumption, except here we have a presumptuous physicist. If your intuitions in the Presumptuous Philosopher case lead you to reject SIA, then perhaps the right move in this case is to reject SSA.

But maybe SSA can be salvaged. The rule specifies that one need only consider observers in one's reference class. If Boltzmann brains can be legitimately excluded from the reference class, then the SSA does not threaten cosmology. But Bostrom claims that the reference class must at least contain all observers whose phenomenal state is subjectively indistinguishable from mine. If that's the case, then all Boltzmann brains in brain states sufficiently similar to mine such that there is no phenomenal distinction must be in my reference class, and there's going to be a lot of them.

Why accept this subjective indistinguishability criterion though? I think the intuition behind it is that if two observers are subjectively indistinguishable (it feels the same to be either one), then they are evidentially indistinguishable, i.e. the evidence available to them is the same. If A and B are in the exact same brain state, then, according to this claim, A has no evidence that she is in fact A and not B. And in this case, it is illegitimate for her to exclude B from her anthropic reference class. For all she knows, she might be B!

But the move from subjective indistinguishability to evidential indistinguishability seems to ignore an important point: meanings ain't just in the head. Even if two brains are in the exact same physical state, the contents of their representational states (beliefs, for example) can differ. The contents of these states depend not just on the brain state but also on the brain's environment and causal history. For instance, I have beliefs about Barack Obama. A spontaneously congealed Boltzmann brain in an identical brain state could not have those beliefs. There is no appropriate causal connection between Obama and that brain, so how could its beliefs be about him? And if we have different beliefs, then I can know things the brain doesn't know. Which means I can have evidence the brain doesn't have. Subjective indistinguishability does not entail evidential indistinguishability.

So at least this argument for including all subjectively indistinguishable observers in one's reference class fails. Is there another good reason for this constraint I haven't considered?

Update: There seems to be a common misconception arising in the comments, so I thought I'd address it up here. A number of commenters are equating the Boltzmann brain problem with radical skepticism. The claim is that the problem shows that we can't really know we are not Boltzmann brains. Now this might be a problem some people are interested in. It is not one that I am interested in, nor is it the problem that exercises cosmologists. The Boltzmann brain hypothesis is not just a physically plausible variant of the Matrix hypothesis.

The purported problem for cosmology is that certain cosmological models, in conjunction with the SSA, predict that I am a Boltzmann brain. This is not a problem because it shows that I am in fact a Boltzmann brain. It is a problem because it is an apparent disconfirmation of the cosmological model. I am not actually a Boltzmann brain, I assure you. So if a model says that it is highly probable I am one, then the observation that I am not stands as strong evidence against the model. This argument explicitly relies on the rejection of radical skepticism.

Are we justified in rejecting radical skepticism? I think the answer is obviously yes, but if you are in fact a skeptic then I guess this won't sway you. Still, if you are a skeptic, your response to the Boltzmann brain problem shouldn't be, "Aha, here's support for my skepticism!" It should be "Well, all of the physics on which this problem is based comes from experimental evidence that doesn't actually exist! So I have no reason to take the problem seriously. Let me move on to another imaginary post."

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[M]eanings ain't just in the head. Even if two brains are in the exact same physical state, the contents of their representational states (beliefs, for example) can differ.

They can differ, in the sense you specified, but they can't be distinguished by the brains themselves, and so the distinction can't be used in reasoning and decision making performed by the brains.

My question is why ever exclude a conscious observer from your reference class? You're reference class is basically an assumption you make about who you are. Obviously, you have to be conscious, but why assume you're not a Boltzmann brain? If they exist, and one of them. A Boltzmann brain that uses your logic would exclude itself from its reference class, and therefore conclude that it cannot be itself. It would be infinitely wrong. This would indicate that the logic is faulty.

There is no appropriate causal connection between Obama and that brain, so how could its beliefs be about him?

That's just how you're defining belief. If the brain can't tell, it's not evidence, and therefore irrelevant.

But the move from subjective indistinguishability to evidential indistinguishability seems to ignore an important point: meanings ain't just in the head. Even if two brains are in the exact same physical state, the contents of their representational states (beliefs, for example) can differ. The contents of these states depend not just on the brain state but also on the brain's environment and causal history. For instance, I have beliefs about Barack Obama. A spontaneously congealed Boltzmann brain in an identical brain state could not have those beliefs. There is no appropriate causal connection between Obama and that brain, so how could its beliefs be about him? And if we have different beliefs, then I can know things the brain doesn't know. Which means I can have evidence the brain doesn't have. Subjective indistinguishability does not entail evidential indistinguishability.

No. A boltzmann brain can't have correct beliefs about Obama, but it may very well have it's neurons (or whatever) arranged in what looks to it like beliefs about Obama.

I once ran across OP's argument as an illustration of the Twin Earth example applied to the simulation/brain-in-a-vat argument: "you can't be a brain in a vat because your beliefs refer to something outside yourself!" My reaction was, how do you know what beliefs-outside-your-head feel like as compared to the fake vat alternative? If there is no subjective difference, then it does no epistemological work.

It was Putnam who started the idea of refuting the brain-in-vat hypothesis, with sematic externalism, in this paper. The money quote:

By what was just said, when the brain in a vat (in the world where every sentient being is and always was a brain in a vat) thinks 'There is a tree in front of me', his thought does not refer to actual trees. On some theories that we shall discuss it might refer to trees in the image, or to the electronic impulses that cause tree experiences, or to the features of the program that are responsible for those electronic impulses. These theories are not ruled out by what was just said, for there is a close causal connection between the use of the word 'tree' in vat-English and the presence of trees in the image, the presence of electronic impulses of a certain kind, and the presence of certain features in the machine's program. On these theories the brain is right, not wrong in thinking 'There is a tree in front of me.' Given what 'tree' refers to in vat-English and what 'in front of' refers to, assuming one of these theories is correct, then the truth conditions for 'There is a tree in front of me' when it occurs in vat-English are simply that a tree in the image be 'in front of' the 'me' in question — in the image — or, perhaps, that the kind of electronic impulse that normally produces this experience be coming from the automatic machinery, or, perhaps, that the feature of the machinery that is supposed to produce the 'tree in front of one' experience be operating. And these truth conditions are certainly fulfilled.

By the same argument, 'vat' refers to vats in the image in vat-English, or something related (electronic impulses or program features), but certainly not to real vats, since the use of 'vat' in vat-English has no causal connection to real vats (apart from the connection that the brains in a vat wouldn't be able to use the word 'vat', if it were not for the presence of one particular vat — the vat they are in; but this connection obtains between the use of every word in vat-English and that one particular vat; it is not a special connection between the use of the particular word 'vat' and vats). Similarly, 'nutrient fluid' refers to a liquid in the image in vat-English, or something related (electronic impulses or program features). It follows that if their 'possible world' is really the actual one, and we are really the brains in a vat, then what we now mean by 'we are brains in a vat' is that we are brains in a vat in the image or something of that kind (if we mean any thing at all). But part of the hypothesis that we are brains in a vat is that we aren't brains in a vat in the image (i.e. what we are 'hallucinating' isn't that we are brains in a vat). So, if we are brains in a vat, then the sentence 'We are brains in a vat' says something false (if it says anything). In short, if we are brains in a vat, then 'We are brains in a vat' is false. So it is (necessarily) false.

And a nice counterargument from Nagel's The View From Nowhere:

If I accept the argument, I must conclude that a brain in a vat can't think truly that it is a brain in a vat, even though others can think this about it. What follows? Only that I can't express my skepticism by saying "Perhaps I'm a brain in a vat." Instead I must say: "Perhaps I can't even think the truth about what I am, because I lack the necessary concepts and my circumstances make it impossible for me to acquire them!" If this doesn't qualify as skepticism, I don't know what does.

I think the intuition behind it is that if two observers are subjectively indistinguishable (it feels the same to be either one), then they are evidentially indistinguishable, i.e. the evidence available to them is the same ... But the move from subjective indistinguishability to evidential indistinguishability seems to ignore an important point: meanings ain't just in the head. Even if two brains are in the exact same physical state, the contents of their representational states (beliefs, for example) can differ. The contents of these states depend not just on the brain state but also on the brain's environment and causal history.

This "content" is not something that you know and therefore it is not available to you as evidence. Are you living in the world where I had a vegemite sandwich for breakfast, or the world where I had to skip the sandwich in order to make it to the train station on time? It seems that according to your theory of mental content, whether or not I had that sandwich today is part of your mental content, because it's part of my ontological identity and I feature in some of your beliefs.

So if we compare you to your subjective duplicate in the world where my breakfast was different, the two of you are subjectively and evidentially indistinguishable.

Is it legitimate to hold that the possibility of being a Boltzman brain doesn't matter because there's no choice a Boltzman brain can make which make any difference? Therefore, you might as well assume that you're at least somewhat real.

Boltzman brains don't seem like the same sort of problem as being in a simulation-- if you're in a simulation, there might be other entities with similar value to yourself, you could still have quality of life (or lack of same), and it might be to your advantage to get a better understanding of the simulation.

At this point, I'm thinking about simulated Boltzman brains, and in fact, this conversation leads to very sketchy simulated Boltzman brains in anyone who reads it.

But the move from subjective indistinguishability to evidential indistinguishability seems to ignore an important point: meanings ain't just in the head.

Whether or not a Boltzman brain could successfully refer to Barack Obama doesn't change the fact that your Boltzman brain copy doesn't know it can't have beliefs about Barack Obama. It's a scenario of radical skepticism. We can deny that Boltzman brains have knowledge but they don't know any better.

But the move from subjective indistinguishability to evidential indistinguishability seems to ignore an important point: meanings ain't just in the head. Even if two brains are in the exact same physical state, the contents of their representational states (beliefs, for example) can differ. The contents of these states depend not just on the brain state but also on the brain's environment and causal history.

You're assuming that there exists something like our universe, with at least one full human being like you having beliefs causally entwined with Obama existing. What if there is none, and there are only Boltzmann brains or something equivalent?

In a Boltzmann brain scenario, how can you even assume that the universe in which they appear is ruled by the same laws of physics as those we seemingly observe? After all, the observations and beliefs of a Boltzmann brain aren't necessarily causally linked to the universe that generated it.

You could well be a single "brain" lost in a universe whose laws make it impossible for something like our own Hubble volume to exist, where all your beliefs about physics, including beliefs about Boltzmann brains, is just part of the unique, particular beliefs of that one brain.

For instance, I have beliefs about Barack Obama. A spontaneously congealed Boltzmann brain in an identical brain state could not have those beliefs. There is no appropriate causal connection between Obama and that brain, so how could its beliefs be about him?

This is playing games with words, not saying anything new or useful. It presumes a meaning of "belief" such that there can be no such thing as an erroneous or unfounded belief, and that's just not how the word "belief" is used in English.