Schelling fences on slippery slopes

Slippery slopes are themselves a slippery concept. Imagine trying to explain them to an alien:

"Well, we right-thinking people are quite sure that the Holocaust happened, so banning Holocaust denial would shut up some crackpots and improve the discourse. But it's one step on the road to things like banning unpopular political positions or religions, and we right-thinking people oppose that, so we won't ban Holocaust denial."

And the alien might well respond: "But you could just ban Holocaust denial, but not ban unpopular political positions or religions. Then you right-thinking people get the thing you want, but not the thing you don't want."

This post is about some of the replies you might give the alien.

Abandoning the Power of Choice

This is the boring one without any philosophical insight that gets mentioned only for completeness' sake. In this reply, giving up a certain point risks losing the ability to decide whether or not to give up other points.

For example, if people gave up the right to privacy and allowed the government to monitor all phone calls, online communications, and public places, then if someone launched a military coup, it would be very difficult to resist them because there would be no way to secretly organize a rebellion. This is also brought up in arguments about gun control a lot.

I'm not sure this is properly thought of as a slippery slope argument at all. It seems to be a more straightforward "Don't give up useful tools for fighting tyranny" argument.

The Legend of Murder-Gandhi

Previously on Less Wrong's The Adventures of Murder-Gandhi: Gandhi is offered a pill that will turn him into an unstoppable murderer. He refuses to take it, because in his current incarnation as a pacifist, he doesn't want others to die, and he knows that would be a consequence of taking the pill. Even if we offered him $1 million to take the pill, his abhorrence of violence would lead him to refuse.

But suppose we offered Gandhi $1 million to take a different pill: one which would decrease his reluctance to murder by 1%. This sounds like a pretty good deal. Even a person with 1% less reluctance to murder than Gandhi is still pretty pacifist and not likely to go killing anybody. And he could donate the money to his favorite charity and perhaps save some lives. Gandhi accepts the offer.

Now we iterate the process: every time Gandhi takes the 1%-more-likely-to-murder-pill, we offer him another $1 million to take the same pill again.

Maybe original Gandhi, upon sober contemplation, would decide to accept $5 million to become 5% less reluctant to murder. Maybe 95% of his original pacifism is the only level at which he can be absolutely sure that he will still pursue his pacifist ideals.

Unfortunately, original Gandhi isn't the one making the choice of whether or not to take the 6th pill. 95%-Gandhi is. And 95% Gandhi doesn't care quite as much about pacifism as original Gandhi did. He still doesn't want to become a murderer, but it wouldn't be a disaster if he were just 90% as reluctant as original Gandhi, that stuck-up goody-goody.

What if there were a general principle that each Gandhi was comfortable with Gandhis 5% more murderous than himself, but no more? Original Gandhi would start taking the pills, hoping to get down to 95%, but 95%-Gandhi would start taking five more, hoping to get down to 90%, and so on until he's rampaging through the streets of Delhi, killing everything in sight.

Now we're tempted to say Gandhi shouldn't even take the first pill. But this also seems odd. Are we really saying Gandhi shouldn't take what's basically a free million dollars to turn himself into 99%-Gandhi, who might well be nearly indistinguishable in his actions from the original?

Maybe Gandhi's best option is to "fence off" an area of the slippery slope by establishing a Schelling point - an arbitrary point that takes on special value as a dividing line. If he can hold himself to the precommitment, he can maximize his winnings. For example, original Gandhi could swear a mighty oath to take only five pills - or if he didn't trust even his own legendary virtue, he could give all his most valuable possessions to a friend and tell the friend to destroy them if he took more than five pills. This would commit his future self to stick to the 95% boundary (even though that future self is itching to try to the same precommitment strategy to stick to its own 90% boundary).

Real slippery slopes will resemble this example if, each time we change the rules, we also end up changing our opinion about how the rules should be changed. For example, I think the Catholic Church may be working off a theory of "If we give up this traditional practice, people will lose respect for tradition and want to give up even more traditional practices, and so on."

Slippery Hyperbolic Discounting

One evening, I start playing Sid Meier's Civilization (IV, if you're wondering - V is terrible). I have work tomorrow, so I want to stop and go to sleep by midnight.

At midnight, I consider my alternatives. For the moment, I feel an urge to keep playing Civilization. But I know I'll be miserable tomorrow if I haven't gotten enough sleep. Being a hyperbolic discounter, I value the next ten minutes a lot, but after that the curve becomes pretty flat and maybe I don't value 12:20 much more than I value the next morning at work. Ten minutes' sleep here or there doesn't make any difference. So I say: "I will play Civilization for ten minutes - 'just one more turn' - and then I will go to bed."

Time passes. It is now 12:10. Still being a hyperbolic discounter, I value the next ten minutes a lot, and subsequent times much less. And so I say: I will play until 12:20, ten minutes sleep here or there not making much difference, and then sleep.

And so on until my empire bestrides the globe and the rising sun peeps through my windows.

This is pretty much the same process described above with Murder-Gandhi except that here the role of the value-changing pill is played by time and my own tendency to discount hyperbolically.

The solution is the same. If I consider the problem early in the evening, I can precommit to midnight as a nice round number that makes a good Schelling point. Then, when deciding whether or not to play after midnight, I can treat my decision not as "Midnight or 12:10" - because 12:10 will always win that particular race - but as "Midnight or abandoning the only credible Schelling point and probably playing all night", which will be sufficient to scare me into turning off the computer.

(if I consider the problem at 12:01, I may be able to precommit to 12:10 if I am especially good at precommitments, but it's not a very natural Schelling point and it might be easier to say something like "as soon as I finish this turn" or "as soon as I discover this technology").

Coalitions of Resistance

Suppose you are a Zoroastrian, along with 1% of the population. In fact, along with Zoroastrianism your country has fifty other small religions, each with 1% of the population. 49% of your countrymen are atheist, and hate religion with a passion.

You hear that the government is considering banning the Taoists, who comprise 1% of the population. You've never liked the Taoists, vile doubters of the light of Ahura Mazda that they are, so you go along with this. When you hear the government wants to ban the Sikhs and Jains, you take the same tack.

But now you are in the unfortunate situation described by Martin Niemoller:

First they came for the socialists, and I did not speak out, because I was not a socialist.
Then they came for the trade unionists, and I did not speak out, because I was not a trade unionist.
Then they came for the Jews, and I did not speak out, because I was not a Jew.
Then they came for me, but we had already abandoned the only defensible Schelling point

With the banned Taoists, Sikhs, and Jains no longer invested in the outcome, the 49% atheist population has enough clout to ban Zoroastrianism and anyone else they want to ban. The better strategy would have been to have all fifty-one small religions form a coalition to defend one another's right to exist. In this toy model, they could have done so in an ecumenial congress, or some other literal strategy meeting.

But in the real world, there aren't fifty-one well-delineated religions. There are billions of people, each with their own set of opinions to defend. It would be impractical for everyone to physically coordinate, so they have to rely on Schelling points.

In the original example with the alien, I cheated by using the phrase "right-thinking people". In reality, figuring out who qualifies to join the Right-Thinking People Club is half the battle, and everyone's likely to have a different opinion on it. So far, the practical solution to the coordination problem, the "only defensible Schelling point", has been to just have everyone agree to defend everyone else without worrying whether they're right-thinking or not, and this is easier than trying to coordinate room for exceptions like Holocaust deniers. Give up on the Holocaust deniers, and no one else can be sure what other Schelling point you've committed to, if any...

...unless they can. In parts of Europe, they've banned Holocaust denial for years and everyone's been totally okay with it. There are also a host of other well-respected exceptions to free speech, like shouting "fire" in a crowded theater. Presumably, these exemptions are protected by tradition, so that they have become new Schelling points there, or are else so obvious that everyone except Holocaust deniers is willing to allow a special Holocaust denial exception without worrying it will impact their own case.

Summary

Slippery slopes legitimately exist wherever a policy not only affects the world directly, but affects people's willingness or ability to oppose future policies. Slippery slopes can sometimes be avoided by establishing a "Schelling fence" - a Schelling point that the various interest groups involved - or yourself across different values and times - make a credible precommitment to defend.

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There are also a host of other well-respected exceptions to free speech, like shouting "fire" in a crowded theater.

I wonder how many people would use this example nowadays if they knew that it comes from a WW1-era U.S. Supreme Court opinion upholding a ten year prison sentence for sedition against an anti-war activist -- whose crime was to distribute pamphlets arguing that military conscription is unconstitutional under the 13th Amendment, which prohibits "involuntary servitude."

(By the way, speaking of slippery slopes, the following year the same court upheld another ten year conviction for a speech whose content was carefully crafted to remain within the bounds of the sedition laws, but which was still judged to be illegal on the grounds of intent and indirect implication.)

As an interesting side note, the grimly ironic pinnacle of these American WW1-era sedition laws was the ten-year sentence (another one!) against a certain Robert Goldstein for defying the censorship of his film about the American Revolution. The film was deemed to be seditious on the theory that it incited hostility towards Britain, a war ally.

You may be correct, but the speaker in that case was probably referencing the Italian Hall Disaster, a genuine precedent. A rationalist can't just chose to ignore a data point like just because they don't like the way it's normally used.

I wonder how many people would use this example nowadays if they knew that it comes from a WW1-era U.S. Supreme Court opinion upholding a ten year prison sentence for sedition against an anti-war activist -- whose crime was to distribute pamphlets arguing that military conscription is unconstitutional under the 13th Amendment, which prohibits "involuntary servitude."

Wow. The 'fire' thing doesn't even fit well as an analogy in that context. Your country scares me!

My country?! I'm not American. I haven't even been to the U.S. in several years.

(That said, you're Australian, right? I've definitely seen stuff written on LW that is technically illegal in Victoria -- google for "serious contempt for, or revulsion or severe ridicule," with the quotes.)

The fire analogy must be understood in the context of the legal test of "clear and present danger" that the court was upholding. The theory is that just as the shouting "fire" in a theater creates a clear and present danger of a stampede in which people get hurt, so does the anti-war agitation create a clear and present danger of subverting the war effort, in this case by inciting resistance to conscription.

Of course, you may reply that this "clear and present danger" stuff can be stretched this way without limit, but that is the point. (By the way, in U.S. jurisprudence, this standard has in the meantime been superseded by a much clearer one of imminent lawless action, which, whatever its overall merits and faults, has shown in practice to provide for a very strong Schelling point.)

My country?! I'm not American. I haven't even been to the U.S. in several years.

My apologies. I assumed too much from your evident awareness of US internal politics.

I've definitely seen stuff written on LW that is technically illegal in Victoria -- google for "serious contempt for, or revulsion or severe ridicule," with the quotes.

Without at all claiming that examples don't exist it isn't technical illegality that concerns me but actual instances of punishments, along the lines of the two cases of 10 year incarceration.

As you have illustrated, things being legal or otherwise is not too important. Far more important is the inclination of the judge (and the surrounding political incentives) to punish any given behavior. Both of the cases you cite illustrate how easily laws can be ignored by introducing a fully general excuse along the lines of "except when it is really politically expedient to do so!"

Without at all claiming that examples don't exist it isn't technical illegality that concerns me but actual instances of punishments, along the lines of the two cases of 10 year incarceration.

The Victorian law is one of those laws whose real meaning is quite different from its formal one. Read literally, it is a sweeping law that criminalizes anyone who says anything unkind about any religion. (It's literally criminal to "behav[e] in a way that encourages... revulsion or ridicule of another person, because of the other person's... religion," or to "encourage[]... severe ridicule of... [a] class of persons, because of their... religion.") Yet in practice, of course, it's tacitly clear what kinds of people should watch their mouths or else fear prosecution under this law, and who can in turn safely ignore it. (Generally, throughout the Western world, with the U.S. as a lone exception, modern speech restrictions commonly have this form, providing effectively a broad mandate for ideological censorship.)

Note also that a century ago people were tougher and had less to lose, so that much more severe penalties were necessary to get them in line. Also, a criminal or even just an arrest record of any sort is by itself a far more severe and permanent penalty for a respectable person nowadays than back then. Even defending yourself successfully in court will require a ruinous expense for everyone but the very rich, and this cost has gone up way out of proportion with income. So, while nobody in the West is facing ten-year sentences for speech these days, I don't think the chilling effects are much less severe than in the WW1-era U.S.

Edit: By the way, none of these Americans (as far as I know) actually served a full ten-year sentence. They were all pardoned in the early 1920s by Warren Harding under his policy of "return to normalcy."

Edit: By the way, none of these Americans (as far as I know) actually served a full ten-year sentence. They were all pardoned in the early 1920s by Warren Harding under his policy of "return to normalcy."

I take pleasure in reading this. Sanity is out there somewhere!

Yes, but it certainly hasn't won out when you look at the way Woodrow Wilson and Warren Harding are remembered nowadays...

Thinking about this article a bit more, you're missing a very important point. Namely, a "Schelling fence" is often of supreme importance even when there aren't multiple interest groups involved. (Nor even time- or value-inconsistent versions of the same party.)

This is because in most cases of conflict, pre-commitments are difficult to communicate. If you're maintaining some line of defence against an opponent and you're credibly pre-committed to defend even if the cost of defence is higher than the value of the prize fought over, you're safe against a rational opponent who perceives this pre-commitment correctly. However, if you have no such pre-commitment, the opponent has the incentive to mount an overwhelming attack even if the cost of the attack is higher than the prize -- since in that case you'll find it rational to retreat and avoid fighting.

The trouble is, communicating pre-commitment credibly is difficult, since it's always in your interest to assert pre-commitment to defend as credibly as possible, but secretly plan to withdraw if your bluff gets called. So this is where the Schelling points come into play: a conspicuous Schelling point helps create a meeting of minds about pre-commitments between the conflicting parties. Your commitment to defend at that line is credible because by failing to defend it, you lose not only that particular prize, but also everything up to the next strong Schelling point, which may even be nonexistent. (And is certainly harder to use effectively once you have a reputation as a pushover who gives up on valuable Schelling points.)

So, in case of Holocaust denial laws, there might be rational reason to oppose them even if a single Holocaust denier didn't exist. The principle that the government can't legislate official truth is a very clear Schelling point. The same principle modified by an exemption for those cases where the truth is evident and its denial offensive, much less so. Who gets to decide what's evident and what's offensive anyway? So once you've conceded that the government can prohibit you to say that that the Holocaust didn't happen, or that 2+2=5, there isn't any clear Schelling point where you'd draw the line and pre-commit to fight the prohibition.

Or is there? Currently, in the Western world outside the U.S., there are several fairly strong Schelling points based on a general perception about a few extremely low-status kinds of people -- basically, speech restrictions are considered OK if and only if they specifically target these sorts of people. In most places, these groups include neo-Nazis (and right-wing extremists in general) and certain kinds of sexual deviants, and Holocaust denial prohibition is considered OK because it specifically targets the former. However, there is definitely an ongoing slippery-slope effect here -- in many countries, the class of speech restrictions that is vaguely associated with the "right-wing extremist" exception is increasingly used to enforce ideological conformity on a number of issues where dissent from the respectable opinion should not merit that title by any reasonable definition. (And where, arguably, honest pursuit of truth will lead one to disagree with the respectable opinion.)

Another approach to (or rather away from) slippery slopes is to see the entire slope as a single thing à la TDT. Gandhi, contemplating his willingness to make the trade to become 95% Gandhi, can also foresee that 95% Gandhi would make a similar trade to 90% Gandhi, and so on. So his first decision is acausally linked to the whole of the slope, and to decide to take one step is to decide to go all the way.

The concept predates explicit TDT and can be found in popular wisdom: how often have I heard "there is no just once" in fiction, whether a policeman asked to break the rules just this once, an alcoholic offered just one drink, etc. Kant's Categorical Imperative is similar.

Cf. the maxim "Everything you do is a decision about who you want to be", or the outside-view version, "The way a person does one thing is the way they do everything."

So his first decision is acausally linked to the whole of the slope, and to decide to take one step is to decide to go all the way.

(emphasis added)

No no no. His first decision is causally linked to the whole of the slope. If you draw out the DAG of causation, there's an arrow going right from "became 95% Gandhi" to "became 90% Gandhi", and an arrow going from "became 90% Gandhi" to "became 85% Gandhi", and so on (with some intermediate nodes depending on resolution).

I'd like to mention that I had an entire family branch hacked off in the Holocaust, in fact have a great uncle still walking around with a number tattooed on his forearm, and have heard dozens of eye witness accounts of horrors I could scarce imagine. And I'm still not okay with Holocaust Denial laws, which do exist where I live.

In part, this is just my aversion to abandoning the Schelling point you mention; but lately, this is becoming more of an actual concern: My country is starting to legislate some more prohibitions on free speech, all of them targeting one side of the political spectrum, and one of the main arguments touted for such laws is "well, we're already banning Holocaust denial, nothing wrong came of that, right?".

The slope can be slippery indeed...

Given the discussion, strictly speaking the pill reduces Ghandi's reluctance to murder by 1 percentage point. Not 1%.

Glad I'm not the only person who noticed. Pedantry for the win! (Upvoted.)

A true pedant would insist on correct spelling of Gandhi's name.

Touché. I'll have to tear up my Pedantry Association membership card.

Couldn't the alien argue that slippery slopes slip both ways? If we start allowing Holocaust denial, soon it will be legal to yell "fire!" in a theater.

You know... if I actually yelled "Fire!" in a theater I think I'd just end up with people looking at me like I was a dick.

The example when coined almost certainly was a reference to the famous Italian Hall Disaster in which it seems 73 people died because of someone falsely yelling "fire".

If you shout from the middle of the crowd - probably so. If you enter - visibly exhalirated - just to shout "Fire!", there is a risk.

Fire suppression systems have gotten better, we don't overcrowd theaters anymore, and we now use electricity for lighting instead of burning things, so fires are less common and not as dangerous.

Very good post! I feel like I understand the concept of slippery slopes much better now. The breakdown into different categories of "slippery slope argument", and cases where they would be valid, is one I find especially useful.

It does make me wonder whether the existence of "slippery slopes" is based on the flawed design of human brains, i.e. hyperbolic discounting, and just the general tendency to alter beliefs for self-consistency or because they sound/feel better. (An example of this would be a real-life version of Gandhi's pill, where starting out with a small not-very-bad act which someone can justify within their moral system, like stealing candy, could lead someone to be more comfortable with stealing in general and end up stealing much bigger things.) Would a non-human 'perfectly rational' alien, one that didn't hyperbolically discount and had no tendency to automatically update their beliefs/moral system so that their past actions weren't evil, still need to worry about slippery slope arguments?

I think you are dismissing the abandoning the power of choice argument unfairly. I'll try to give it a better formulation than you did.

There is a decision to make. The question is not just "A or B?" It is "How shall this type of choice be made?" and "Who shall make this type of choice?"

Changing how decisions of this type are made and who makes them are dangerous. "Holocaust denial is verboten," implies "There are authorities who decide what beliefs are acceptable." and "Individuals cannot be trusted to seriously consider all alternatives for belief." The second is true, because by removing the ability to reject the holocaust removes the ability to consider if the histories are reliable.

For the Civilization example. "I should decide on when to go to sleep based on a prior rule I accepted." is a different principle than "I should decide on when to go to sleep based on my current enjoyment of whatever I am doing now."

Admittedly, I rarely make arguments of the slippery slope form. I prefer to point out the toxic principles being accepted.

In parts of Europe, they've banned Holocaust denial for years and everyone's been totally okay with it.

You should look closer, they're banning speech left and right all across Europe under variety of trivial reasons.

A thought inspired by an exchange upthread with Vladimir, but more general than what we were immediately discussing:

It seems that (e.g., political) extremism may be a result of a certain perception of where the Schelling points are and an application of meta-level thinking to the slope, even where basic preferences aren't changed much. Suppose that it is 11:30 and you are playing Civ. You want to play until 11:40 and then stop, but you know that if you do you'll want to play until 11:50 and then stop, etc.

If you think everything is a nice round number, you can just say "I'm going to stop at 11:40" and then do it. This is great if you're not lying to yourself, which you probably are. If you think :00s and :30s are nice round numbers, you can compare how you feel about stopping now, 10 minutes earlier than your current ideal, to stopping at midnight, 20 minutes after it. Trivially so for whatever other round numbers you might see, &c.

But suppose to yourself: "but why should my night be dictated by what I think at 11:30?" Well, because that's who you are at this point in time, and thus whose desires reason consists in fulfilling, obviously. But: you are in a sense in a community of yourselves who will be making this decision for many nights in the future. And: perhaps you have preferences about your preferences not looking/being arbitrary - you look at your 11:00 self and sneer at her ignorance - wanting to end at 11:10! - and at your 12:00 self in horror - is this where we are headed? - but then realize how you must look to them, and reconsider. Even if your round numbers are every 10 minutes then you could stop at 11:40 like you naively prefer, you also realize that if you consistently applied whatever rule you're about to, you wouldn't get 11:40. So the choice is really between uninstalling the game and never sleeping again. If this tendency exhibits some pull and you're hyperbolically discounting, then the larger the distance between your perceived round numbers the more sense it makes to go all-or-nothing (i.e. if you place 12 hedons on being non-arbitrary, then if your round numbers are every ten minutes ending 0 minutes from your preferred time and being abitrary may be clearly better than never playing or never sleeping and being consistent, whereas if your round numbers are on the hour..)

This is consistent with most of my (our?) prior beliefs about the tails of the political spectrum: that compared to moderates extremists are more interested in and familiar with the perspective of other times and cultures (even ones with politics "on the other side",) less socially connected (to people in their own time and culture), prefer System 2 to System 1 reasoning, like big abstract ideas, &c. I don't know if this is just a clever (or not all that clever) reformulation of existing commonsensical explanations for these things or if you could think of testable predictions that would distinguish them.

like shouting "fire" in a crowded theater.

Pedantic-lawyer Tim says the exception is for falsely shouting fire in a crowded theater.

Edit: But the general point is right. Lots of law is some implementation of: "Better decided clearly now than decided correctly some vague time in the future."

I am surprised that pedantic-lawyer Tim does not also point out the origin of that phrase.

Specifically, the case Schenck v United States in which "falsely shouting fire in a crowded theater" was used as an analogy for protesting the draft.

I have therefore always been troubled by the origin of the phrase, even though it feels like a reasonable exception to make.

Edit: And now I see that Vladimir_M has already posted this.

Great post. Very clear and concise as usual. I recently read an interesting article by Eugene Volokh on slippery slopes focused specifically on gay marriage, which you can find in pdf form here. (If you don't like pdf's, the title is "Same-Sex Marriage and Slippery Slopes.") Interestingly, he also discusses the US's first amendment as something like a Schelling point, though he doesn't use the same terminology.

In parts of Europe, they've banned Holocaust denial for years and everyone's been totally okay with it. There are also a host of other well-respected exceptions to free speech, like shouting "fire" in a crowded theater

From what Volokh says in the article, it seems that many countries aside from the US don't have as strong of protections for freedom of speech. E.g., in Canada and Sweden ministers have been prosecuted for comments condemning homosexuality.

After I read Wikipedia’s article on Schelling points (a.k.a. “focal points”), this article made much more sense. I recommend reading it – it’s only three paragraphs at the moment.

In short, a Schelling point is a point that everybody agrees is an “obvious” cutoff point. That knowledge helped me understand this article’s point that Schelling points make good fences to precommit to because you can’t justify moving the fence anywhere else later – the other points are not nearly as “obvious”.

Slippery slopes legitimately exist wherever a policy not only affects the world directly, but affects people's willingness or ability to oppose future policies.

Isn't this all the time, though? Whenever a policy changes, if nothing else, the incumbent policy changes, which will affect people's willingness or ability to oppose future policies. Looking at the history of politics and law, it looks like slippery slope arguments are right more often than they're wrong.